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FINRA Awards for Joseph F. Keenan

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0323812/12/2016Claimant(s):
Claimant Lawyers(s):
Respondent(s): Bryan Lubitz, Trident Partners LTD
Respondent Lawyers(s): Joseph F. Keenan, Robert I. Rabinowitz
Arbitrator(s): Linda S. Cole, Vincent C. Pangia, Cynthia A. DiMarco
Hearing Site: New York, NY
Checkmark IconStipulated Award
16-0061410/24/2016Claimant(s): Greg Mastronardi
Claimant Lawyers(s): Richard T. Hunter
Respondent(s): Brian Nydegger, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
Checkmark IconExpungement
14-0380910/23/2015Claimant(s): Sylvia Keyes, Sylvia Keyes IRA Rollover Account, TTEE
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): David Messaline, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Colette Manoil, Dennis M. Cronin, James R. Collins
Hearing Site: Boston, MA
Checkmark Icon$175,425
15-0050409/28/2015Claimant(s): Kathleen McCue, Kathleen F. McCue o/b/o IRA
Claimant Lawyers(s): Marvin L. Szymkowicz
Respondent(s): Dennis Cambal, Geoffrey Cambal, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Washington, DC
Checkmark Icon$300
13-0021201/06/2015Claimant(s): Anthony Humpage
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Howard W. Shannon, Merton E. Marks, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
Checkmark Icon$0
10-0520612/29/2011Claimant(s): Priscilla D. Johnson, IRA, William P. Johnson IRA, William P. Johnson & Priscilla D. Johnso
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Michael P. Anciello, Gene M. Bauer, Barry Joseph Fiske
Hearing Site: Boston, MA
Checkmark IconExpungement
10-0426411/30/2011Claimant(s): Mark Oslick
Claimant Lawyers(s): Daniel M. Hanifin
Respondent(s): David Zane, Stephen Cordasco, RBC Capital Markets Corporation
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
09-0717003/10/2011Claimant(s): David McIntosh, Terri McIntosh
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Jerry Schuchman, E. William Pastor, Glenn J. Hansen
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0166202/09/2010Claimant(s): Charles W. & Mary Alice Dammeyer
Claimant Lawyers(s): Jack J. Shapiro
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Paul Greenberg
Hearing Site: Baltimore, MD
Checkmark Icon$0
09-0103312/30/2009Claimant(s): Walter D. Blake-Trustee
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): James Jahnsen, Marc Friedson, J. B. Hanauer & Co
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): George W. Rodormer
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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