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FINRA Awards for Justin Joseph D'Elia

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Displaying 10 out of 37 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0351304/07/2017Claimant(s): Lorenzo Grandioso
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206
15-0245501/19/2017Claimant(s): Estate of Helen M. Sodney
Claimant Lawyers(s): Donald H Barton
Respondent(s): Robert Roth
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
Checkmark Icon$0
14-0108305/21/2015Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
Checkmark IconExpungement
14-0335605/11/2015Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
Checkmark Icon$0
07-0320911/19/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Gottlieb
Respondent Lawyers(s): David Gottlieb
Arbitrator(s): Alfred H. Kingon
Hearing Site: New York, NY
Checkmark Icon$0
07-0319210/17/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joseph Frasko
Respondent Lawyers(s): Joseph Frasko
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
Checkmark Icon$0
07-0319410/09/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joel Cohen
Respondent Lawyers(s): Joel Cohen
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0319910/09/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Eric Chow
Respondent Lawyers(s): Eric Chow
Arbitrator(s): Gerald A. Koris
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0320707/14/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kenneth Lee
Respondent Lawyers(s): Kenneth Lee
Arbitrator(s): Gloria J Liddell
Hearing Site: New Orleans, LA
Checkmark Icon$0
07-0318507/08/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Feldman
Respondent Lawyers(s): David Feldman
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
Checkmark Icon$0

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