| 16-02915 | 03/07/2017 | Claimant(s): James Struble
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
|  | $29,284 |
| 16-01727 | 11/29/2016 | Claimant(s): Judy Wagner, Robert Wagner
Claimant Lawyers(s): Judy L. Wagner, Robert F. Wagner
Respondent(s): Raymond James Financial Services., Ronald Wilson
Respondent Lawyers(s): Aaron Furniss
Arbitrator(s): Peter A. Portley
Hearing Site: Boca Raton, FL
| | $21,343 |
| 15-00187 | 08/19/2016 | Claimant(s): Gene Jones, Succession Representative of Thomas Jone
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Raymond James Financial Services., Scottie Traylor, Trey Curtis
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Mark A. Myers, Rene Guas, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | Expungement |
| 16-00093 | 07/19/2016 | Claimant(s): Kennedy Gisege
Claimant Lawyers(s): Kennedy Gisege
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
| | $0 |
| 14-00292 | 06/20/2016 | Claimant(s): Estate of Earl L. Everline, Karl J. EverlineTTee of Everline Family
Claimant Lawyers(s): Kelly Everline
Respondent(s): Raymond James Financial Services., Janney Montgomery Scott LLC
Respondent Lawyers(s): Amy E. Sparrow, Robert M. Rudnicki
Arbitrator(s): Elliot B. Platt, Jim Geiger, Mary L. Sims
Hearing Site: Philadelphia, PA
| | $0 |
| 13-00325 | 02/16/2016 | Claimant(s): David Silipigno
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Vincent C. Pangia, Ira A. Auerbach, Clifford C. Rohde
Hearing Site: Albany, NY
| | $593,540 |
| 14-02745 | 10/15/2015 | Claimant(s): Ida Mae Shawn, Julie Fowler
Claimant Lawyers(s): Kevin Edmundson
Respondent(s): Cecil Ross, Raymond James Financial Services.
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Harry J Saginaw, Keith L. Saunders, Jill M. Zacha
Hearing Site: Dallas, TX
| | $100,000 |
| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
| | $0 |
| 14-03667 | 08/11/2015 | Claimant(s): Joseph Horn
Claimant Lawyers(s): Joseph Horn
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 12-03796 | 06/18/2015 | Claimant(s): Mary Mahoney, James & Delores Caggiano
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Tom L. Peterson, William R Harding, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
