| 23-02443 | 09/24/2024 | Claimant(s): Tamera (Tammy) Elkon
Claimant Lawyers(s): Tamera (Tammy) Elkon
Respondent(s): Erin Hooten, James Flynn, Farmers Financial Solutions
Respondent Lawyers(s): Edwin Barkel, Jeff Nicodemus
Arbitrator(s): Arthur H. Geffen, James E. Lane, Lawrence Frederick Ranallo
Hearing Site: Dallas, TX
|  | Expungement |
| 20-02945 | 01/29/2021 | Claimant(s): Choicetrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Yulier Machado
Respondent Lawyers(s): Hossameldin Abdelkarim
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $0 |
| 19-03091 | 02/14/2020 | Claimant(s): Ustocktrade Securities.
Claimant Lawyers(s): Francesco Matteini
Respondent(s): Suman Kandel
Respondent Lawyers(s): Suman Kandel
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $6,575 |
| 12-02841 | 07/02/2015 | Claimant(s): John Artmire
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
| | $818,817 |
| 12-03271 | 06/04/2014 | Claimant(s): Katharina Taylor, Maxwell Taylor
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Valynda A. Ewton, Arthur H. Geffen, William E. Hartsfield
Hearing Site: Dallas, TX
| | Expungement |
| 13-03009 | 05/01/2014 | Claimant(s): Lucy Bauman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $49,999 |
| 12-03229 | 10/07/2013 | Claimant(s): Noel Brown
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): James Bell, James Clark, Worth Financial Group Inc.
Respondent Lawyers(s): James W. Clark, James Wiley Bell
Arbitrator(s): Arthur H. Geffen, Joann Peters, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $30,435 |
| 12-00713 | 02/26/2013 | Claimant(s): Charles McCally, Judy McCally, Charles R. McCally Sr, IRA
Claimant Lawyers(s): Charles R McCally, Judy L McCally
Respondent(s): Optionshouse
Respondent Lawyers(s): Lesley G. Smith
Arbitrator(s): Arthur H. Geffen, Jeff Abrams, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
| | $0 |
| 10-01647 | 02/21/2012 | Claimant(s): Rhonda Foster
Claimant Lawyers(s): David Neuman
Respondent(s): Cannen Ferrell, James Walsh
Respondent Lawyers(s): David C. Holt, Robert J. Girard
Arbitrator(s): Arthur H. Geffen, Robert Jerry Strader, Alan Keith Goldfarb
Hearing Site: Dallas, TX
| | Expungement |
