| 24-00243 | 05/16/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Carol Miller
Respondent Lawyers(s): Carol Suzanne Miller
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
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| 19-03576 | 03/03/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura L. Sammons
Respondent(s): Carrie West
Respondent Lawyers(s): Carrie Sue West
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
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| 17-02630 | 11/12/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Kermit Gable
Respondent Lawyers(s): Kermit Gordon Gable
Arbitrator(s): Arthur H. Geffen, Anthony William (Bill) Kashouty, Bill Lamoreaux
Hearing Site: Dallas, TX
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| 14-03467 | 07/14/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Brent Yarbrough, Morgan Keegan & Company
Respondent Lawyers(s): Jordan D. Maglich, Michael G. Brown
Arbitrator(s): Arthur H. Geffen, Ann Blaess Kimball, William Cavalier
Hearing Site: Dallas, TX
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| 13-02927 | 03/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Richard Hill
Respondent Lawyers(s): Richard Wayne Hill
Arbitrator(s): Arthur H. Geffen, Mark A. Myers, Edward J. Lynch
Hearing Site: Dallas, TX
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| 13-00557 | 06/20/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Audrey Hendricks
Respondent(s): Justin Fawcett
Respondent Lawyers(s): Justin Fawcett
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
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| 08-03977 | 12/21/2009 | Claimant(s): Signal Securities Inc.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): David Beck
Respondent Lawyers(s): David L. Beck
Arbitrator(s): Arthur H. Geffen, Priscilla Kim Park, Preston Deaton Rigsby
Hearing Site: Dallas, TX
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