| 17-01657 | 02/08/2019 | Claimant(s): Lori Conti, Orlando P. Conti Revocable Trust
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard J. Kaplan, Donald Theodore Ryce, Sonja Shuford
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-04071 | 12/30/2014 | Claimant(s): Morris Barkey
Claimant Lawyers(s): Larry Dub
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Michael T. Curley, Lise Gabrielle Hunter, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 10-04321 | 12/03/2013 | Claimant(s): Frederick Lewis, Lois Lewis
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): John J. Jordan, Stephen T. Mayhew, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $297,516 |
| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wells Fargo Advisors, David Kaufman
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron
Hearing Site: Boca Raton, FL
| | $0 |
| 09-07145 | 04/14/2011 | Claimant(s): Michael Duddy, Nuala Duddy, Michael J. Duddy and Nuala C. Duddy
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard N. Kelmans, Rochelle K. Kaplan, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $100,000 |
| 09-06267 | 01/27/2011 | Claimant(s): Arthur Rodriguez
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Edith N. Dinneen, Michael William Landsberg, Oliver J. Janney
Hearing Site: Tampa, FL
| | $0 |
| 09-00742 | 12/30/2009 | Claimant(s): Barbara Russo, Daniel Russo
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Wachovia Securities, Michael Greene
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Larry Kars, Arthur Best, Sharon A. McCloskey
Hearing Site: New York, NY
| | $0 |
