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FINRA Awards for Joseph A. Vallo

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0123811/19/2019Claimant(s): Scott Hilton
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia S. Cowart
Arbitrator(s): Maurice M. Feller, Adam Murray Walters, Niels Patrick Murphy
Hearing Site: Jacksonville, FL
18-0422307/23/2019Claimant(s): William Molfetto
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier
Hearing Site: Houston, TX
11-0325911/19/2012Claimant(s): Robert Slovinsky
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Robert J. Kheel, Raymond J. Cullen, Laura Carraher
Hearing Site: New York, NY
Expungement

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