21-02354 | 06/09/2023 | Claimant(s): Reid Nagle Revocable Trust Claimant Lawyers(s): John Fialcowitz Respondent(s): Charles Schwab & Co.., Rockingstone Advisors Respondent Lawyers(s): Gordon C. Young, John Fialcowitz Arbitrator(s): Ellen J. Abrams, Carl Henry Perdue, Mark E. English Hearing Site: Boca Raton, FL
| | $0 |
20-02864 | 02/07/2023 | Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD Claimant Lawyers(s): Jason Haselkorn Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown Hearing Site: Kansas City, MO
| | $144,425 |
21-02261 | 02/06/2023 | Claimant(s): Rahim Jiwa Claimant Lawyers(s): Ryan Cook Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen Hearing Site: Houston, TX
| | Expungement |
13-02888 | 03/25/2015 | Claimant(s): Leslie Kraynak, Robert Kraynak, Leslie A. Kraynak IRA, Robert C. Kraynak IRA Claimant Lawyers(s): T. John Kirk Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Mark S. Priver, Steven A. Wawra, Anita Rae Shapiro Hearing Site: Los Angeles, CA
| | $0 |
11-01934 | 12/09/2013 | Claimant(s): Stacy Stripling, Love Investments, Matisse Investments Claimant Lawyers(s): Stacy Stripling Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Walter S. Weiss, Elliott David Finkel, Olivia J. Valentine Hearing Site: Los Angeles, CA
| | Expungement |
12-01349 | 04/23/2013 | Claimant(s): John Dee Coons Claimant Lawyers(s): John Dee Coons Respondent(s): Wells Fargo Advisors, Marie Lokmanyan, William Zurn Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Robert S. Fash, Robert B. Hansohn, Joseph L. Hagan Hearing Site: Los Angeles, CA
| | $0 |
10-02726 | 01/16/2013 | Claimant(s): Megan Steel, Keith M. Steel and Anpei Lin, Community Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Richard B. Bullock, Jonathan H. Krotinger, Edwin C. Shiver Hearing Site: San Francisco, CA
| | Expungement |
11-01158 | 09/25/2012 | Claimant(s): Jamal Abdul-Kabir, Joyce Hanson Claimant Lawyers(s): Thomas C. Costello Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Gordon C. Young Arbitrator(s): James N. D'Orso, Thomas D. Reese, Fern M. Laethem Hearing Site: San Francisco, CA
| | Expungement |
10-02727 | 04/27/2012 | Claimant(s): Damien Moore Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Ronald N. Roth, William L. Erwin, Sally G. Williams Hearing Site: San Diego, CA
| | Expungement |
11-00800 | 03/16/2012 | Claimant(s): David Taylor Claimant Lawyers(s): William R. Warne Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Ferdinand Schoch, Laurel Littman Gothelf Hearing Site: San Francisco, CA
| | Expungement |