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FINRA Awards for Jeffry M. Bauer

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Displaying 21-30 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0246002/13/2015Claimant(s): Rose LaBolle
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Jeffry M. Bauer, Edward A. Porter, Peter C. Rageas
Hearing Site: Detroit, MI
Checkmark Icon$299,858
13-0328307/02/2014Claimant(s): Serafina Maletti, Vito Maletti, Vito and Serafina Maletti Rev. Trust
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): Giovanni Volpe, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Khalilah V. Spencer
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$120
12-0207608/23/2013Claimant(s): Robert Porcher
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Terrance J. Dorcy
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0030211/19/2012Claimant(s): Earl King
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Memphis, TN
Checkmark Icon$0
11-0018903/28/2012Claimant(s): Steven Nadeau
Claimant Lawyers(s): Christopher D. Kaye
Respondent(s): Jason Ganton, John Orlando, Emmett A Larkin Company., Melvin Peterson
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Jeffry M. Bauer, Raymond J. Sterling, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$69,000
10-0364211/17/2011Claimant(s): Frank Taylor, Taylor Affilliates
Claimant Lawyers(s): Adam J. Brody
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Larry King
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Dana Ray Darnell
Hearing Site: Detroit, MI
Checkmark Icon$2,375,000
10-0266911/10/2011Claimant(s): Steve Stolaruk
Claimant Lawyers(s): Charles M. Penzien
Respondent(s): Kenneth Warnick, Paul Stanley, Equitas America
Respondent Lawyers(s): Brian Hemker, David M. Saperstein, Mark L. Kowalsky
Arbitrator(s): Jeffry M. Bauer, Kenneth Rochlen, Peter C. Rageas
Hearing Site: Detroit, MI
Checkmark Icon$200,000
11-0066209/26/2011Claimant(s): Joseph Hamo
Claimant Lawyers(s): Allison Margaret Bentley
Respondent(s): Leona Edwards
Respondent Lawyers(s): Leona Edwards
Arbitrator(s): Jeffry M. Bauer, Stuart Sinai, Raymond Wade Henney
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0364802/28/2011Claimant(s): Deanna M. Maher, Trustee of Deanna M. Ma
Claimant Lawyers(s): Deanna Mary Maher
Respondent(s): Daniel Hackett, Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$255
09-0588307/30/2010Claimant(s): Kevin Wagner, Martin Wagner, Sandra Wagner
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Maximum Financial Group.
Respondent Lawyers(s): The Company President
Arbitrator(s): Jeffry M. Bauer, Timothy J. Currier, Matthew Scott Brown
Hearing Site: Detroit, MI
Checkmark Icon$245,575

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