| 14-01128 | 10/01/2014 | Claimant(s): David Pihlgren
Claimant Lawyers(s): David Pihlgren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
|  | $0 |
| 14-00888 | 09/12/2014 | Claimant(s): Matthew Iles
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert D. Greenlee
Hearing Site: Denver, CO
| | $213 |
| 13-00969 | 07/21/2014 | Claimant(s): Charles Prignano, Frances Prignano
Claimant Lawyers(s): Brett Godfrey, Casey C. Kannenberg
Respondent(s): Michele Pacitto
Respondent Lawyers(s): Gene R. Thornton
Arbitrator(s): Gerald K. Moore, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
| | $0 |
| 13-00796 | 07/14/2014 | Claimant(s): Brian Casson, Patricia Casson
Claimant Lawyers(s): D. Elizabeth Wills, James N. Thomaidis
Respondent(s): Allied Beacon Partners.
Respondent Lawyers(s): Steven S. Biss
Arbitrator(s): Albert T. T. Cook, Mary C. Davis, Richard Djokic
Hearing Site: Denver, CO
| | $574,070 |
| 13-00194 | 07/11/2014 | Claimant(s): Jennifer Figge
Claimant Lawyers(s): Rand S. Wonio
Respondent(s): Wells Fargo Advisors, Wells Fargo Wealth Brokerage Insurance A
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Charles G. Michaels, Bruce Brown, Ronald L. Lantz
Hearing Site: Denver, CO
| | $0 |
| 13-02651 | 07/10/2014 | Claimant(s): Thomas Joyce
Claimant Lawyers(s): Thomas P. Joyce
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Stearnes
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $0 |
| 13-00639 | 07/09/2014 | Claimant(s): Paul Lemon
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Anthony Thompson, Dana Davis, Jeffrey Cannella, John Tyler, Michael Jones, Patrick Sutherland
Respondent Lawyers(s): Anthony W. Thompson, Carla B. Minckley, John L Tyler, Michael Washington Jones, Russell K. Bean
Arbitrator(s): Marilyn R. Lewis, Dominic Alecci, Samuel L. McClaren
Hearing Site: Denver, CO
| | $0 |
| 13-02973 | 07/03/2014 | Claimant(s): Dawn Lissy
Claimant Lawyers(s): Dawn Lissy
Respondent(s): Don DeYoung, UBS Financial Services Inc., Robert Hart, Scott Pann
Respondent Lawyers(s): Jesse Linebaugh, Melissa M. Smith
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | $0 |
| 12-03491 | 03/20/2014 | Claimant(s): Kevin PaulC Investment
Claimant Lawyers(s): Kevin M. Paul
Respondent(s): Gordon Dihle, Spencer Edwards.
Respondent Lawyers(s): Gordon D. Dihle
Arbitrator(s): William F. Skewes, Peter D. Bowes, Kathy L. Eisenmenger
Hearing Site: Denver, CO
| | $0 |
| 13-00349 | 02/28/2014 | Claimant(s): Robert and Noel Dickson
Claimant Lawyers(s): James S. Helfrich
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): James Patrick Beck
Hearing Site: Denver, CO
| | $300 |
