| 19-01304 | 11/18/2019 | Claimant(s): Elizabeth Katen, Philip Katen, Ryan Katen, Timothy Katen
Claimant Lawyers(s): Robert H. Rex
Respondent(s): The Tidal Group.
Respondent Lawyers(s): Greg Weselka
Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
|  | Dismissed by Rule 12206/12504 |
| 18-00611 | 01/22/2019 | Claimant(s): Sharon Schraegle
Claimant Lawyers(s): Benjamin Segel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | $17,452 |
| 14-00298 | 02/20/2015 | Claimant(s): Donna Hinschliff, George Hinchcliff
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Herman Kahn, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Daniel G. Zeiser, Marvin Richard Dunlap, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | Expungement |
| 14-01022 | 02/13/2015 | Claimant(s): Cynthia Pugliano
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | $50,600 |
| 12-03460 | 04/24/2014 | Claimant(s): Wilma C. Lilley Trust
Claimant Lawyers(s): Charles T. Riehl
Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management
Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | Expungement |
| 12-01965 | 08/14/2013 | Claimant(s): The Estate of James W. Hassman, Deceased
Claimant Lawyers(s): Robert A. Klingler
Respondent(s): Daryl Demo, UBS Financial Services Inc.
Respondent Lawyers(s): Aaron A. VanderLaan, Mark D. Knoll
Arbitrator(s): Carol M. Stoner, Stephen P. Calardo, Daniel G. Zeiser
Hearing Site: Cincinnati, OH
| | $0 |
| 11-00188 | 04/05/2012 | Claimant(s): Daniel Kliner, Eileen Kliner, Kliner Holstein Dairy Farm., Daniel L. Kliner and Eileen A. Kliner Re
Claimant Lawyers(s): J. Douglas Drushal
Respondent(s): David Stieber, Donald Graham
Respondent Lawyers(s): Thomas R. Schuck
Arbitrator(s): Daniel G. Zeiser, Gary B. Deutsch, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | $197,246 |
