| 21-02022 | 08/10/2022 | Claimant(s): Aurora Hospitality Group LLC
Claimant Lawyers(s): Peter Markos
Respondent(s): Kenneth Moore, Robert Crotty, Boenning & Scattergood.
Respondent Lawyers(s): Matthew D. Turner, Peter Markos
Arbitrator(s): Theodore W. Wrobleski, Jeffrey W. Finke, Kathy A. Tatone
Hearing Site: Chicago, IL
|  | Expungement |
| 16-01803 | 01/30/2017 | Claimant(s): Thomas Souran
Claimant Lawyers(s): Thomas C. Souran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
| | $325 |
| 13-02179 | 12/21/2016 | Claimant(s): The Vega Asset Recovery Fund
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Daniel R. Formeller, Henry G. Nothnagel, Jeffrey W. Finke
Hearing Site: Chicago, IL
| | $0 |
| 16-00520 | 09/30/2016 | Claimant(s): Daniel Conidi
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
| | $600 |
| 14-03766 | 02/04/2016 | Claimant(s): Jeffrey Richards
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Richard Hunt, William Hunt, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Jeffrey W. Finke, Mitchell Lee Marinello, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
| 14-03818 | 11/09/2015 | Claimant(s): Kathleen Szewczyk
Claimant Lawyers(s): Ross S. Carponelli
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Mark L Miller, Jeffrey W. Finke, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
| 09-04996 | 02/18/2011 | Claimant(s): Sidney Small
Claimant Lawyers(s): Seth Huberman
Respondent(s): RBC Capital Markets LLC, Timothy Disparte
Respondent Lawyers(s): Jessica J. Stomski, Kevin S. Besetzny
Arbitrator(s): Jeffrey W. Finke, Brian E. Slotky, Timothy M. Feeney
Hearing Site: Chicago, IL
| | $0 |
| 06-01645 | 07/09/2008 | Claimant(s): Gail Wasserman, Wexler Meat Co. Profit Sharing Trust
Claimant Lawyers(s): Elliot M. Samuels
Respondent(s): Barry Rosenberg, Mesirow Financial.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Jeffrey W. Finke, Robert B. Schmidt, Nicolaus Bruns
Hearing Site: Chicago, IL
| | $0 |
