| 21-02446 | 06/07/2022 | Claimant(s): Scott Keck
Claimant Lawyers(s): Aaron C. Hemmings
Respondent(s): MML Investors Services, MSI Financial Services., Metropolitan Life Insurance Company
Respondent Lawyers(s): Peter R. Pound
Arbitrator(s): Roger C. Benson, Charles Diederich Heidgerd, Karen A. West
Hearing Site: Raleigh, NC
|  | Dismissed by Rule 12206 |
| 14-03223 | 03/30/2016 | Claimant(s): Soleiman Ghalili
Claimant Lawyers(s): Ken Nathanson
Respondent(s): Steven Bernstein, Metropolitan Life Insurance Company
Respondent Lawyers(s): Alexandra Drury, Jeffrey E. Fields
Arbitrator(s): June McLaughlin, Robert Alan Merring, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02160 | 03/23/2015 | Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
| | $45,129 |
| 13-00827 | 04/09/2014 | Claimant(s): Alfred Greenway
Claimant Lawyers(s): Rena B. Greenway
Respondent(s): Barbara Henry, Melissa Dean, Metropolitan Life Insurance Company
Respondent Lawyers(s): Joseph J. Prochaska, William Zeena
Arbitrator(s): Robert G. Geeseman
Hearing Site: Orlando, FL
| | $213 |
| 08-00668 | 10/14/2008 | Claimant(s): David Hicks, John Gilchrist, Nancy Frasier
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Douglas Crowe, MetLife Securities., Metropolitan Life Insurance Company
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Irving M. Shlesinger, David L. Walby, Samuel C. Johnson
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 07-01276 | 02/26/2008 | Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
| | $21,500 |
