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FINRA Awards for Suanne M. Parro

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0340802/26/2015Claimant(s): Lawrence Hake
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Charles G. Michaels, Suanne M. Parro, Margaret Ann Barrington
Hearing Site: Denver, CO
Checkmark Icon$0
11-0428307/25/2013Claimant(s): Craig Bollman, Aristek Properties, Homefree Village Resorts., Monte Vista, Proteus Associates
Claimant Lawyers(s): Jeffrey J. Scott, Richard J. Pocker
Respondent(s): Marshall Blake, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah R. Wolff
Arbitrator(s): Richard M. Reider, Donald N. Tolin, Suanne M. Parro
Hearing Site: Denver, CO
Checkmark IconExpungement
11-0478505/29/2013Claimant(s): Julie Haupt, Robert Haupt, Julie Haupt IRA, Julie Haupt Roth IRA, Robert Haupt IRA, Robert Haupt Roth IRA, Robert K. Haupt Family Revocable Trust
Claimant Lawyers(s): Ronald E. Miller, Thomas C. Bradley
Respondent(s): Dudley Probert, First Allied Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Donald N. Tolin, Suanne M. Parro, David L. Erickson
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement
10-0084708/02/2011Claimant(s): Linda Mellicker-Bhan
Claimant Lawyers(s): Nisha Wright
Respondent(s): David Klein, Centaurus Financial.
Respondent Lawyers(s): David Louis Klein, William D. Nelson
Arbitrator(s): James J. Moylan, Suanne M. Parro, Henry Eric Peitz
Hearing Site: Denver, CO
Checkmark Icon$220,466
08-0251707/01/2009Claimant(s): Rosalin Rogers, George R. Joyce and Dorothy R. Joyce, Mark L. Thompson Trust
Claimant Lawyers(s): John Courtade
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Brenda N. Hight
Arbitrator(s): George H. Reeves, Suanne M. Parro, Federico C. Alvarez
Hearing Site: Denver, CO
Checkmark Icon$830,409
05-0590202/08/2008Claimant(s): Larry Parker
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning, William A. Hohauser
Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro
Hearing Site: Denver, CO
Checkmark Icon$0

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