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FINRA Awards for Suanne M. Parro

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0213602/03/2021Claimant(s): Brian Kasteler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Suanne M. Parro
Hearing Site: Salt Lake City, UT
16-0012011/03/2016Claimant(s): Candice Hutton
Claimant Lawyers(s): Candice Joy Hutton
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Christopher H. Tovar
Arbitrator(s): John S. Lutz, Charles G. Michaels, Suanne M. Parro
Hearing Site: Denver, CO
13-0334907/16/2014Claimant(s): J Simmons
Claimant Lawyers(s): J Kim Simmons
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Suanne M. Parro
Hearing Site: Denver, CO
08-0016904/21/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bryant Hayward, Richard Holm, Robert Corona
Respondent Lawyers(s): Charles H. Torres, Timothy N. Will
Arbitrator(s): Suanne M. Parro, Luis D. Rovira, Wylie G. Hairgrove
Hearing Site: Denver, CO

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