| 12-03492 | 07/17/2013 | Claimant(s): Jay Heller
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
|  | Expungement |
| 12-02899 | 05/14/2013 | Claimant(s): Michael Reilly, Trustee of The Reilly
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Mark C. Perry, Steven A. Hurst, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01060 | 04/17/2013 | Claimant(s): Angie Herschkoff
Claimant Lawyers(s): Joseph J. Gulino
Respondent(s): Chase Investment Services Corp., AXA Advisors
Respondent Lawyers(s): Joseph S. Simms, Renata Ortiz Bloom
Arbitrator(s): Marc S. Piven, Michael A. Levin, Mauricio Arcadier
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 11-03426 | 04/03/2013 | Claimant(s): Gerald Kahn
Claimant Lawyers(s): Shlomo G. Dickerman
Respondent(s): Chase Investment Services Corp., Vidya Jaggernauth
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
| | $0 |
| 12-03055 | 03/12/2013 | Claimant(s): Karen Warstler
Claimant Lawyers(s): Karen Warstler
Respondent(s): Chase Investment Services Corp., Loretta Barmes
Respondent Lawyers(s): Erika Imre Schindler
Arbitrator(s): Robert S. Mautner
Hearing Site: Phoenix, AZ
| | $1,713 |
| 11-04667 | 03/11/2013 | Claimant(s): Bethany Bedtelyon
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | Expungement |
| 12-00289 | 02/06/2013 | Claimant(s): Alison Kaylor
Claimant Lawyers(s): Alison Jane Kaylor
Respondent(s): Chase Investment Services Corp., Ryan Bible
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | $213 |
| 10-04974 | 12/13/2012 | Claimant(s): Jacques Bernard
Claimant Lawyers(s): David Neuman
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Linda M. Granata, Richard E. Blackman, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05395 | 11/09/2012 | Claimant(s): Daniel Fanelli
Claimant Lawyers(s): Brandon S. Peters
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Alan E. Linden, Charles W. Lavender, Wallace Morton Rudolph
Hearing Site: Orlando, FL
| | $36,250 |
| 11-01549 | 10/19/2012 | Claimant(s): Edward LaPosta
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Donald B. Vaden
Hearing Site: Charleston, WV
| | Expungement |
