Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00454 | 12/10/2014 | Claimant(s): Tuyen Ta Claimant Lawyers(s): Tuyen Max Ta Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR |  | $38 |
| 12-01195 | 11/21/2014 | Claimant(s): Kenneth Janoff Claimant Lawyers(s): John H. Chambers Respondent(s): UBS Financial Services Inc., Mark Loder Respondent Lawyers(s): Robert J. Bocko, Thomas T. Loder Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | | Expungement |
| 13-03560 | 11/04/2014 | Claimant(s): Lawrence Nagel Claimant Lawyers(s): Lawrence D. Nagel Respondent(s): Morgan Stanley, Peter Sage Respondent Lawyers(s): William Hohauser Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR | | $0 |
| 13-02434 | 10/21/2014 | Claimant(s): Seone Miller Claimant Lawyers(s): Karola Crothers Respondent(s): Citigroup Global Markets., James Frank Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Wendy L. Harris, Linda I. Thomas, Katherine H. O'Neil Hearing Site: Portland, OR | | $0 |
| 14-00355 | 08/25/2014 | Claimant(s): Timothy Lee Claimant Lawyers(s): Timothy Lee Respondent(s): TD Ameritrade. Respondent Lawyers(s): Megan A. Lamberti Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | | $0 |
| 12-02127 | 10/31/2013 | Claimant(s): Cheri Klimpel Claimant Lawyers(s): Richard B. Fosher Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Larry T. Coady Hearing Site: Portland, OR | | Expungement |
| 13-00925 | 10/29/2013 | Claimant(s): The M. Chandler Living Trust Claimant Lawyers(s): Greg Hendrix Respondent(s): Curtis Faulkner, RBC Capital Markets LLC Respondent Lawyers(s): Carolyn Guy, Julie Thrall Burrow Arbitrator(s): Michael G. Clark Hearing Site: Portland, OR | | Expungement |
| 12-03415 | 10/11/2013 | Claimant(s): Thomas Giusto Claimant Lawyers(s): Troy Greenfield Respondent(s): Christina Price, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Gerald D. Wygant, Wendy L. Harris, James John Jurinski Hearing Site: Portland, OR | | Expungement |
| 13-00001 | 10/04/2013 | Claimant(s): Kevin Hardesty Claimant Lawyers(s): Kevin E. Hardesty Respondent(s): Gary Jurden, Riversource Distributors. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): James John Jurinski Hearing Site: Portland, OR | | $23,366 |
| 13-00661 | 09/25/2013 | Claimant(s): Alan Peterson Claimant Lawyers(s): Alan D. Peterson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR | | $88 |