19-02942 | 04/04/2024 | Claimant(s): Edna Angeli Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Eric Ross Cromartie, Ross B. Russell, Rayner Mathias Bettendorf Hearing Site: San Juan, PR
| | Expungement |
19-02088 | 05/13/2021 | Claimant(s): Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez, Fidalgo Gutierrez Holding Corp. Claimant Lawyers(s): Francisco A. Feliu Nigaglioni Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Peter S. Fruin, Roberto C. Quinones Arbitrator(s): Marni E. Byrum, Dwayne E. Clark, William D. Goren Hearing Site: San Juan, PR
| | $4,806,610 |
18-02235 | 12/21/2020 | Claimant(s): Carlos Scarano Garcia Claimant Lawyers(s): Walter J. Mathews Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin, Peter Fruin, Roberto C. Quinones Arbitrator(s): Richard Carl Smukler, Basheera-Alia James, Robert Stewart Barney Hearing Site: San Juan, PR
| | Settlement |
19-02224 | 04/07/2020 | Claimant(s): Jose Lorenzo and Rosalia Torres Claimant Lawyers(s): Marcos O. Valls-Sanchez Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Viviana Aldous Arbitrator(s): Joyce A. Mitchell Hearing Site: San Juan, PR
| | Settlement |
18-02391 | 11/25/2019 | Claimant(s): Iraida Nigaglioni Claimant Lawyers(s): Eric Quetglas Jordan Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Daniel R. Korb, Roberto C. Quinones Arbitrator(s): Eric Spencer Buchanan, Robert Stewart Barney, Magda M. Fernandez Torres Hearing Site: San Juan, PR
| | $215,738 |
18-01527 | 11/12/2019 | Claimant(s): Jose F. Ortiz Vazquez IRA, Jose F. Ortiz Vazquez & Sandra M. Garcia Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Guillermo J. Bobonis Arbitrator(s): David Edward Upton, Richard H. Porter, Frank V. Tutone Hearing Site: San Juan, PR
| | $0 |
17-02354 | 08/19/2019 | Claimant(s): Cynthia Blasini, Jose Blanco Garrido, Maria Blanco Alvarado, Jostoche Associates, S.E., Jose E. Blanco Blasini Trust Claimant Lawyers(s): Robert W. Pearce Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Leslie Flores, Peter S. Fruin Arbitrator(s): Cheryl E. Winton, Richard J. Kaplan, Karen J. Orlin Hearing Site: San Juan, PR
| | $4,420,380 |
19-00291 | 07/16/2019 | Claimant(s): Gloria Martinez Torres, Julio Cay Montanez Claimant Lawyers(s): Alfonso Fernandez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): David J. Butler, Roberto C. Quinones-Rivera Arbitrator(s): Wayne Parker, Gerald Silverman, Virginia Lee Perez Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
17-02676 | 07/12/2019 | Claimant(s): Adriana Fuertes, Camelia Fuertes, Esther Mudafort And Roberto Fuertes Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Louis Frank Mendez, Roberto C. Quinones-Rivera Arbitrator(s): Lynne T. Albert, Douglas Earl McLaren, Robert G. Falbisaner Hearing Site: San Juan, PR
| | $4,881,880 |
17-01244 | 06/12/2019 | Claimant(s): Sandra Calderon, Bluebird Corporation Claimant Lawyers(s): Gregg Breitbart, Osvaldo Carlo Linares Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Randi P. Spallina, Roberto C. Quinones Arbitrator(s): Mary E. Woytek, Allan R. Lazor, Stephen Louis Wright Hearing Site: San Juan, PR
| | Expungement |