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FINRA Awards for Wayne Parker

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0029107/16/2019Claimant(s): Gloria Martinez Torres, Julio Cay Montanez
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): David J. Butler, Roberto C. Quinones-Rivera
Arbitrator(s): Wayne Parker, Gerald Silverman, Virginia Lee Perez
Hearing Site: San Juan, PR
Checkmark IconDismissed by Rule 12206/12504

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