| 09-02955 | 11/18/2009 | Claimant(s): Mary Hessler, Michael Hessler
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
|  | $8,213 |
| 09-02086 | 11/02/2009 | Claimant(s): Raymond Yorke
Claimant Lawyers(s): Raymond Yorke
Respondent(s): Wells Fargo Investments, Darrell Hesford
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | $0 |
| 08-02743 | 09/21/2009 | Claimant(s): The 2000 Melnitzer Revocable Trust
Claimant Lawyers(s): Rudy Melnitzer
Respondent(s): Wells Fargo Investments, Michael Hobson
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Amy Seltzer, Elmo E. Wedderburn, Sheldon Michaels
Hearing Site: San Francisco, CA
| | $0 |
| 09-00861 | 09/01/2009 | Claimant(s): Helen Howard
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Investments, David Logsdon
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): William G. Binckes, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
| | Expungement |
| 08-04818 | 08/11/2009 | Claimant(s): Louis E. & Olga Kuntz
Claimant Lawyers(s): Louis E. Kuntz
Respondent(s): Wells Fargo Investments, Perry Brown
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Sonia Fishkin
Hearing Site: Atlanta, GA
| | $0 |
| 08-03820 | 07/10/2009 | Claimant(s): Yui Law
Claimant Lawyers(s): Yui W Law
Respondent(s): Wells Fargo Investments, Elliot Chang
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00259 | 03/09/2009 | Claimant(s): Jonathan Zarate
Claimant Lawyers(s): Jason A. Richardson
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Anthony William (Bill) Kashouty, Lawrence R. Maxwell, Larry N. Quinn
Hearing Site: Dallas, TX
| | $37,118 |
| 08-02109 | 01/22/2009 | Claimant(s): Jennifer Smith
Claimant Lawyers(s): Jennifer Smith
Respondent(s): Wells Fargo Investments, Jerron Jackson, John Bivens, Stephanie Swan
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | $2,557 |
| 07-03049 | 05/06/2008 | Claimant(s): Estate of Gordon H. Armbruster
Claimant Lawyers(s): Robert Kamman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
| | $3,487 |
| 05-02132 | 11/14/2007 | Claimant(s): Harvey R. (Dick) & Kazuko Kagosoff, JT
Claimant Lawyers(s): Patrick L. Lund
Respondent(s): Wells Fargo Investments, Douglas Ivan, Wells Fargo Securities
Respondent Lawyers(s): Andrea H. Henningsen
Arbitrator(s): Philip W. Burge, Edward A. Trabin, Thomas A. Culbertson
Hearing Site: Los Angeles, CA
| | $0 |
