FINRA Awards for Michael Jay Rich

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01989	08/03/2023	Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Tin Tran Respondent Lawyers(s): Tin Tran Arbitrator(s): Arthur J. Giacomarra, Michael Jay Rich, Frank Sanclemente Hearing Site: Boston, MA		$204,742
08-04177	12/15/2009	Claimant(s): Henry Bendikian and Sheila Bendikian Claimant Lawyers(s): Philip M. Giordano Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Jason M. Fedo Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich Hearing Site: Boston, MA		$0
08-02408	07/14/2009	Claimant(s): D. Bartell Claimant Lawyers(s): David E. Robbins Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kelly J. Moynihan Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich Hearing Site: Boston, MA		$0
05-06393	09/19/2007	Claimant(s): Ernest S. Matthews Claimant Lawyers(s): Christopher M. Pilkerton Respondent(s): John Lowe, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich Hearing Site: Boston, MA		$0