| 10-04454 | 06/09/2011 | Claimant(s): Edward Murray
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): William H. Fleece
Hearing Site: Clearwater, FL
|  | $25,425 |
| 08-00500 | 01/28/2011 | Claimant(s): Marcia Sternlieb
Claimant Lawyers(s): Brian H. Reis
Respondent(s): Jason Woessner, Stanley Brooks, Brookstreet Securities Corp.
Respondent Lawyers(s): H Thomas Fehn, Jason Woessner
Arbitrator(s): John Steve Azadian, Muriel Desloovere, Edith N. Dinneen
Hearing Site: Clearwater, FL
| | $1,150 |
| 09-05363 | 03/03/2010 | Claimant(s): Valerie Doherty
Claimant Lawyers(s): Valerie Doherty
Respondent(s): Jeffrey Gromos, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Norman L. Weiss
Hearing Site: Clearwater, FL
| | $425 |
| 08-04360 | 02/10/2010 | Claimant(s): Kenneith Rose
Claimant Lawyers(s): Kenneith Vernon Rose
Respondent(s): Neal Smalbach, GunnAllen Financial
Respondent Lawyers(s): Neal S. Smalbach, William J. Schifino
Arbitrator(s): Arthur L. Tepper, Duncan H. Cameron
Hearing Site: Clearwater, FL
| | $0 |
| 08-02618 | 12/23/2009 | Claimant(s): Nathan Marcadis, Nathan Marcadis Rev Living Trust
Claimant Lawyers(s): Patrick A. Davis
Respondent(s): Citigroup Global Markets., Larry Cuervo
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Brendan M. Murphy, Arnold Levine, Pamela S. Townsend
Hearing Site: Clearwater, FL
| | $0 |
| 09-03308 | 11/25/2009 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Kristina Goldfield
Respondent Lawyers(s): Kristina Goldfield
Arbitrator(s): Richard R. Logsdon
Hearing Site: Clearwater, FL
| | |
| 08-02988 | 10/02/2009 | Claimant(s): Shirley Jeup, Shirley A. Jeup IRA
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Scott Spencer, Spencer International Advisors.
Respondent Lawyers(s): Jeffrey W. Gibson
Arbitrator(s): Norman L. Reiter, Michael D. Hamilton, Papan Devnani
Hearing Site: Clearwater, FL
| | $205,780 |
| 09-02219 | 09/14/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William Mccourt Schmitt
Respondent(s): Victor Harberson
Respondent Lawyers(s): Robert L. Hoskins, III
Arbitrator(s): Michael D. Hamilton
Hearing Site: Clearwater, FL
| | $0 |
| 07-03116 | 12/05/2008 | Claimant(s): Janice Owen
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): John P. Cullem, Oscar W. Carlson, David M. Snyder
Hearing Site: Clearwater, FL
| | $34,632 |
| 08-00751 | 11/13/2008 | Claimant(s): Jacqueline F. and Adam P. Paulausky
Claimant Lawyers(s): Jacquline F. Paulausky
Respondent(s): Wachovia Securities, Todd Griffith
Respondent Lawyers(s): William Port
Arbitrator(s): J. Maxwell Williams
Hearing Site: Clearwater, FL
| | $163 |
