| 09-01736 | 09/24/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): David Berman
Respondent Lawyers(s): David T. Berman
Arbitrator(s): Marcy R. Greer
Hearing Site: Clearwater, FL
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| 09-02444 | 04/29/2010 | Claimant(s): Jamie Hines
Claimant Lawyers(s): Robert Persante
Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America.
Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler
Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough
Hearing Site: Clearwater, FL
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| 08-04147 | 11/12/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Fels
Arbitrator(s): John R Kiefner, Paul L. Matecki, Karen Fancher
Hearing Site: Clearwater, FL
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| 07-02624 | 12/26/2008 | Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
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| 07-03559 | 12/26/2008 | Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL
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