| 17-02559 | 12/24/2019 | Claimant(s): Robert Liggett, Victoria Liggett, Liggett Investments LLC, Liggett Ventures LLC, Robert G. Liggett, Jr., Custodian, Victoria L. Liggett, Trustee
Claimant Lawyers(s): Dennis J. Levasseur
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Timothy J. Currier, Barry Goldman, Betty R. Widgeon
Hearing Site: Detroit, MI
|  | Settlement |
| 17-02794 | 06/17/2019 | Claimant(s): Grace Meda
Claimant Lawyers(s): Terry M. Osgood
Respondent(s): Ernest Romer, Holly Maurer, Raymond Pett, Corecap Investments., P & R Capital LLC
Respondent Lawyers(s): Corporate President, Ernest Julius Romer, Raymond W. Henney, Steven Mellen
Arbitrator(s): Timothy J. Currier, Tracy L. Allen, JoAnn Marino
Hearing Site: Detroit, MI
| | Expungement |
| 17-02270 | 04/12/2019 | Claimant(s): Hassane Abdul-Hak
Claimant Lawyers(s): Hassane Abdul-Hak
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Johnathan M. Sterling
Arbitrator(s): Robert J. Scafuri, Timothy J. Currier, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | Expungement |
| 18-03285 | 02/13/2019 | Claimant(s): Eric Hipple
Claimant Lawyers(s): Robert J. Hahn
Respondent(s): Ernest Romer
Respondent Lawyers(s): Ernest Julius Romer
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $240,280 |
| 16-01271 | 02/08/2017 | Claimant(s): Lawrence Klenk, Melanie Klenk, The Trust of Delores M. Young
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 16-00522 | 10/06/2016 | Claimant(s): Susan Holland
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): James Kraatz
Respondent Lawyers(s): Lisa M. Serra
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 14-02448 | 08/22/2016 | Claimant(s): Roger A. Papa Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Timothy J. Currier, Michael J. Meeusen, Benjamin A. Kerner
Hearing Site: Detroit, MI
| | $0 |
| 15-01526 | 04/12/2016 | Claimant(s): William Ziegler
Claimant Lawyers(s): William J Ziegler
Respondent(s): Jason Van Duyn
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 13-02789 | 10/05/2015 | Claimant(s): Robert Dembosky
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Timothy J. Currier, Mayra Adela Rodriguez, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $159,923 |
| 14-00835 | 05/01/2015 | Claimant(s): Keith Williams
Claimant Lawyers(s): Nicole M. Marshall
Respondent(s): Royal Alliance Associates., Peter Mitroff, Executive Wealth Management
Respondent Lawyers(s): Khalilah V. Spencer, Seth D. Gould
Arbitrator(s): Edward M. Olson, Timothy J. Currier, Richard Heim Foley
Hearing Site: Detroit, MI
| | $0 |
