| 15-00178 | 05/04/2016 | Claimant(s): Malcolm Stokes, NNN Three Resource Square 14
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Securities America.
Respondent Lawyers(s): Jeffrey Fields
Arbitrator(s): Paul E. Dahlman, J. Robert Brown, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
|  | Expungement |
| 14-01436 | 08/05/2015 | Claimant(s): James Borelli, Kelly Borelli
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Steven F. Bus
Arbitrator(s): Paul E. Dahlman
Hearing Site: Reno, NV
| | $40,000 |
| 14-01468 | 05/19/2015 | Claimant(s): Lynda Richardson
Claimant Lawyers(s): Amedeo Greco
Respondent(s): Morgan Stanley, Paul Shoemaker, Sandra Murri Johnson
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): James B. Eichberg, Paul E. Dahlman, J. Robert Brown
Hearing Site: Salt Lake City, UT
| | $25,000 |
| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | Expungement |
| 12-03288 | 03/02/2015 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Kelly K. Herren, Michael G. Clark, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $184,391 |
| 11-00654 | 07/09/2012 | Claimant(s): Larry Haas, Roblar
Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser
Respondent(s): Anthony Thompson
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Thomas A. Culbertson, Paul E. Dahlman, George Frederick Garris
Hearing Site: Las Vegas, NV
| | $0 |
| 10-00770 | 09/10/2010 | Claimant(s): John Schmidt
Claimant Lawyers(s): John J. Schmidt
Respondent(s): Kenneth Finkelson, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael P. Zwirko
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $9,213 |
| 06-02936 | 11/15/2007 | Claimant(s): James F. Riley, IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Patricia Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil Baritz
Arbitrator(s): Merrill Dean Taylor, Paul E. Dahlman, William Patterson Cashill
Hearing Site: Reno, NV
| | $605,090 |
