10-00890 | 07/24/2012 | Claimant(s): Easton Limited Partnership Claimant Lawyers(s): Marie C. Mirch Respondent(s): Douglas Rachlin, Henry Robertson, Fidelity Brokerage Services LLC, Neuberger Berman LLC Respondent Lawyers(s): Melissa H. Shea, Neal S. Robb, Patrick R. Mahoney Arbitrator(s): Guenter S. Cohn, Thomas E. Mullen, Duane Ted Wolfe Hearing Site: San Diego, CA
| | $0 |
10-04520 | 02/03/2012 | Claimant(s): Margaret Wendt Claimant Lawyers(s): Jed Gladstein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Laurent C. Vonderweidt, Kirtley M. Thiesmeyer, Thanayi J. Lindsey Hearing Site: Los Angeles, CA
| | $0 |
11-04008 | 12/09/2011 | Claimant(s): Jerome Guidish, Joseph Guidish, Greystone Park Mobile Homes. Claimant Lawyers(s): Bradford Gucciardo Respondent(s): Maureen Maloney Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Lawrence M. Green, Richard S. Zaifert, Walter John Chesney Hearing Site: Boca Raton, FL
| | $0 |
09-05536 | 08/11/2010 | Claimant(s): Alfred Davenport Jr., A.L. Davenport Trust Claimant Lawyers(s): Robert L. Risley Respondent(s): Bjorn Hauerbach, Donald Gorsch, Edward Tom, UBS Financial Services Inc., UBS Respondent Lawyers(s): Corporate Officer, Neal S. Robb Arbitrator(s): Theodore G. Bradpiece, Kenneth E. Owen, Cathleen M. Cobb Hearing Site: Los Angeles, CA
| | $0 |
08-00273 | 11/25/2009 | Claimant(s): Edmund Gann, Edmund A. Gann Trustee Claimant Lawyers(s): Bradd L. Milove Respondent(s): Andrew Geller, James Shelburne, UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb, Payne L. Templeton Arbitrator(s): Judith A. Gust, Robert L. Levin, Joseph T. Donnantuoni Hearing Site: San Diego, CA
| | $60,000 |
08-00659 | 06/08/2009 | Claimant(s): Joan Francis Claimant Lawyers(s): Michael W. Sillyman Respondent(s): Lisa Reed, Neuberger Berm Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Jerry H. Friedland, Richard E. Anderson, Merton E. Marks Hearing Site: Phoenix, AZ
| | $0 |
07-01108 | 12/26/2008 | Claimant(s): D&H Claims Services., H&H Agency., Sterling Casualty Insurance Company Claimant Lawyers(s): David J. Darnell Respondent(s): J.P. Morgan Securities, Oppenheimer & Co.., Michael Horaney Respondent Lawyers(s): Mitchell J. Albert, Neal S. Robb, Robert J. Girard Arbitrator(s): Elliott David Finkel, Kenneth I. Rosenblum, Thanayi J. Lindsey Hearing Site: Los Angeles, CA
| | $138,200 |
06-02734 | 08/27/2008 | Claimant(s): Michael Waks Claimant Lawyers(s): Michael L. Meeks Respondent(s): David Goodenough, Melody Li, Thomas Birk, Lehman Brothers Inc Respondent Lawyers(s): Eric M. George, Neal S. Robb Arbitrator(s): Mary M. O'Neil, Vytas Tarulis, Steven K. Ogata Hearing Site: Los Angeles, CA
| | $52,314 |