| 12-03270 | 11/25/2015 | Claimant(s): Leona Tigar, Michael Tigar, Tigar Refrigeration Co..
Claimant Lawyers(s): Stephen Wald
Respondent(s): UBS Financial Services Inc., UBS Global Asset Management (US) Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Chesley Oriel, Colette Manoil, Thomas C. Tretter
Hearing Site: Boston, MA
|  | $0 |
| 13-00203 | 06/19/2015 | Claimant(s): Eloise Clawson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
| 13-02842 | 10/28/2014 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Chesley Oriel, Zenon Charles Tencza, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
| 11-02687 | 08/22/2012 | Claimant(s): Nancy Potter, Nancy L. Potter IRA, Donna M. Wilson,Trustee Potter Family
Claimant Lawyers(s): Bradley A. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Susan E. Maloney
Hearing Site: Boston, MA
| | $50,000 |
| 09-03884 | 08/03/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): James Vihstadt
Respondent(s): Nancy Frain, William Frain
Respondent Lawyers(s): William F. Frain
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
| | $0 |
| 07-00281 | 08/29/2008 | Claimant(s): Ronald Gilman
Claimant Lawyers(s): David Gaba
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Chesley Oriel, Joseph J. Slotnik, Andrew J. Tine
Hearing Site: Providence, RI
| | $106,000 |
| 04-03792 | 11/20/2007 | Claimant(s): Vincent Zagami
Claimant Lawyers(s): Gerald A. Phelps
Respondent(s): Fredrick Sundin, William Dacey, Merit Capital Associates.
Respondent Lawyers(s): Kevin J. O'Connor, Philip M. Giordano, Robert Fitzpatrick
Arbitrator(s): Chesley Oriel, Leon E. Byng, Pran N. Tiku
Hearing Site: Boston, MA
| | $501 |
