FINRA Awards for Chesley Oriel

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00772	07/24/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David W. Robinson Respondent(s): Elissa Ward, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer A. Ermilio, Julia Green Sewruk Arbitrator(s): Chesley Oriel Hearing Site: Boston, MA
11-04150	09/19/2012	Claimant(s): Frederick Blanchard Claimant Lawyers(s): John T. Martin Respondent(s): Bostonia Global Securities Respondent Lawyers(s): Joseph P. Lombardo Arbitrator(s): Chesley Oriel, Dennis M. Cronin, Susan E. Maloney Hearing Site: Boston, MA
09-05786	10/13/2011	Claimant(s): Harley Kaplan, Beta Industries. Claimant Lawyers(s): Chesley Oriel Respondent(s): Timothy Shanahan, Compass Capital Corporation, Compass Securities Corporation Respondent Lawyers(s): David A. Conti Arbitrator(s): Joan Stearns Johnsen, William I. Carmen, Zenon Charles Tencza Hearing Site: Boston, MA
10-03549	07/13/2011	Claimant(s): Deutsche Bank Securities. Claimant Lawyers(s): Andrew T. Solomon Respondent(s): Martin Joyce Respondent Lawyers(s): Megan E. Perrotta Arbitrator(s): Chesley Oriel, William S. Tagerman, Nickolas F. Monteforte Hearing Site: Boston, MA
08-03497	03/18/2009	Claimant(s): Kevin Kloski Claimant Lawyers(s): Kevin M. Kloski Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin Choi Arbitrator(s): Chesley Oriel Hearing Site: Hartford, CT