09-00874 | 04/15/2010 | Claimant(s): Harriet Gale Trust, Harriet Gale Trustee, Irving Harris Trust, Irving Harris TTEE Claimant Lawyers(s): Jeffrey Erez Respondent(s): Dawson James Securities. Respondent Lawyers(s): Craig R. Glasser Arbitrator(s): Robert H. Hagan, David P. Slater, Jay E. Eckhaus Hearing Site: Boca Raton, FL
| | $11,300 |
08-00362 | 06/15/2009 | Claimant(s): Steven Greenberg, Sylvia Greenberg, William Greenberg Claimant Lawyers(s): Jeffrey Erez Respondent(s): Capital Growth Financial Respondent Lawyers(s): Compliance Officer Arbitrator(s): James M. Baumann, Richard S. Peskin, Martin L. Feinberg Hearing Site: New York, NY
| | $825,680 |
08-01333 | 06/03/2009 | Claimant(s): Philip Richardson Revocable Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Marc S. Piven, Thomas Anthony Van Tiem, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL
| | $431,000 |
08-01140 | 05/27/2009 | Claimant(s): Dennis Contois, Rose Contois, Contois Living Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Warren A. Forest, Susan Jefferbaum Beck Hearing Site: Orlando, FL
| | $0 |
08-00491 | 05/22/2009 | Claimant(s): Louis Velez Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carl Burkhalter Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand Hearing Site: Little Rock, AR
| | $75,000 |
08-00574 | 05/14/2009 | Claimant(s): Gerald Humphries Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Edward B. Scott, J. Maxwell Williams, Robert E. Graves Hearing Site: Jackson, MS
| | $285,222 |
06-05156 | 04/02/2008 | Claimant(s): Carlos Robledo Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski Hearing Site: Boca Raton, FL
| | $8,536 |
07-00586 | 10/03/2007 | Claimant(s): Scott Efron and Karen Efron Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Richard E. Conner, Barry David Thorpe, Andrew R. Present Hearing Site: Boca Raton, FL
| | $0 |