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FINRA Awards for Jeffrey Erez

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Displaying 61-66 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0133306/03/2009Claimant(s): Philip Richardson Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Marc S. Piven, Thomas Anthony Van Tiem, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark Icon$431,000
08-0114005/27/2009Claimant(s): Dennis Contois, Rose Contois, Contois Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Warren A. Forest, Susan Jefferbaum Beck
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0049105/22/2009Claimant(s): Louis Velez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl Burkhalter
Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand
Hearing Site: Little Rock, AR
Checkmark Icon$75,000
08-0057405/14/2009Claimant(s): Gerald Humphries
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Edward B. Scott, J. Maxwell Williams, Robert E. Graves
Hearing Site: Jackson, MS
Checkmark Icon$285,222
06-0515604/02/2008Claimant(s): Carlos Robledo
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski
Hearing Site: Boca Raton, FL
Checkmark Icon$8,536
07-0058610/03/2007Claimant(s): Scott Efron and Karen Efron
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Richard E. Conner, Barry David Thorpe, Andrew R. Present
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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