| 17-03339 | 01/15/2019 | Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton
Hearing Site: Manchester, NH
|  | $2,630,140 |
| 18-04164 | 01/15/2019 | Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Gary Basralian
Respondent Lawyers(s): Gary John Basralian
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
| | $2,613,660 |
| 18-00654 | 09/14/2018 | Claimant(s): Jeffrey Oligny
Claimant Lawyers(s): Jeffrey Oligny
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
| | $0 |
| 15-00774 | 12/15/2016 | Claimant(s): George Farr, David P. Farr 2008 Revocable Trust, George I. Farr Revocable Trust, George I. Farr 2011 Irrevocable Trust, Judith A. Farr Revocable Trust, Norene Farr 2008 Revocable Trust
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Eugene Tenenbaum, Sharon L. Monroe, John James McGovern
Hearing Site: Manchester, NH
| | Expungement |
| 15-02852 | 12/06/2016 | Claimant(s): George Fradette, Irene Fradette
Claimant Lawyers(s): Richard E. Fradette
Respondent(s): Ameriprise Financial Services., Michael Humphries
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | Expungement |
| 15-00762 | 10/13/2016 | Claimant(s): Tokena Corporation
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Shari B. Broder, Richard E. Castiglioni
Hearing Site: Manchester, NH
| | Expungement |
| 15-02574 | 06/09/2016 | Claimant(s): Michael Caprario
Claimant Lawyers(s): Michael Caprario
Respondent(s): Dain StokesL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Manchester, NH
| | Expungement |
| 14-00232 | 09/14/2015 | Claimant(s): Simon Haberman, 251 CPW Housing, The Simon V. Haberman Revocable Trust
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Thomas Carroll
Respondent Lawyers(s): Thomas Edward Carroll
Arbitrator(s): Sandor I. Rabkin, Frederick J. Myers, W. Wright Danenbarger
Hearing Site: Manchester, NH
| | Expungement |
| 14-00047 | 07/13/2015 | Claimant(s): Ann Clark, James Clark
Claimant Lawyers(s): James O. Clark
Respondent(s): Jovannie Aquino, National Securities Corporation, Michael O'callaghan
Respondent Lawyers(s): Jovannie Aquino, Thomas J. Walsh
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Manchester, NH
| | $0 |
| 13-02469 | 05/07/2015 | Claimant(s): Scott Buonopane
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Tommy Belesis
Respondent Lawyers(s): Anthony C. Varbero
Arbitrator(s): Robert L. Chase, John Klinetob, Frederick J. Myers
Hearing Site: Manchester, NH
| | $0 |
