| 13-03600 | 04/15/2015 | Claimant(s): Gloria Ruiz, Roberto Ruiz
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Maurice Chelliah, Evolve Securities.
Respondent Lawyers(s): Jason E. Brown, Maurice Joseph Chelliah
Arbitrator(s): Howard A. Emirhanian, Michael D. Harrison, David K. Slay
Hearing Site: Los Angeles, CA
|  | $60,000 |
| 14-02937 | 04/02/2015 | Claimant(s): Refael Shaoulian
Claimant Lawyers(s): Rafael Shaoulian
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02888 | 03/25/2015 | Claimant(s): Leslie Kraynak, Robert Kraynak, Leslie A. Kraynak IRA, Robert C. Kraynak IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Mark S. Priver, Steven A. Wawra, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01024 | 03/19/2015 | Claimant(s): Reuben Vollmer
Claimant Lawyers(s): Christopher Mader
Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group
Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris
Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-01780 | 03/19/2015 | Claimant(s): Doyn Simpson
Claimant Lawyers(s): Doyn W. Simpson
Respondent(s): Christopher Ariola, James Williams
Respondent Lawyers(s): Christopher B. Ariola, James Williams
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 14-02492 | 03/10/2015 | Claimant(s): Chung Chang
Claimant Lawyers(s): Chung Young Chang
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Christine A. Page, Ralph B. Perry, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02355 | 03/03/2015 | Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03428 | 02/27/2015 | Claimant(s): DeVonna Murrin
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | $0 |
| 14-00565 | 02/26/2015 | Claimant(s): Roberta Britt, Roberta Noel Britt Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Kenneth Miles
Respondent Lawyers(s): Kenneth Charles Miles
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $100,000 |
| 13-03016 | 02/26/2015 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Fred Hamsayeh, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Cory D. Olson, Fred Hamsayeh
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | $0 |
