FINRA Awards for Scott E. Rahn

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02375	01/19/2024	Claimant(s): Lana Baselt, Estate of Randall Baselt Claimant Lawyers(s): Jared Peterson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Joseph Howard Cooper, Erik R. Siering, Olivia J. Valentine Hearing Site: Los Angeles, CA		Dismissed by Rule 12212© and 12511(b)
17-02024	07/03/2019	Claimant(s): Dorothy Barone, as trustee Claimant Lawyers(s): Scott E. Rahn Respondent(s): Andrew Brown Respondent Lawyers(s): Andrew Owen Brown Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA		$76,781
17-01859	05/01/2019	Claimant(s): Medhat Yacoub Claimant Lawyers(s): Gary Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA		Expungement
17-02565	04/19/2018	Claimant(s): Gary Barnbaum Claimant Lawyers(s): Gary M. Barnbaum Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Edward A. Trabin Hearing Site: Los Angeles, CA		$0
15-01169	12/19/2016	Claimant(s): Dolores Hsu, Vadim Hsu Claimant Lawyers(s): Morse Taylor Respondent(s): Erin McNelly, Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): David J. Anderson, Robert A. Lombardi, Richard Maurice Robinson Hearing Site: Los Angeles, CA		$31,682
12-02504	01/29/2014	Claimant(s): Ernest Coneen, The Coneen Family Trust DTD 06-16-82 Claimant Lawyers(s): Michael J. Aguirre Respondent(s): Morgan Stanley, Morgan Stanley & Co., Philip Bresnick, Morgan Stanley Commercial Financial Svcs Respondent Lawyers(s): Jason Lindsey, Paul Schumacher, Scott E. Rahn Arbitrator(s): Vytas Tarulis, Gino Dante Serpe, Michael D. Briggs Hearing Site: San Diego, CA		Expungement
09-06371	09/25/2013	Claimant(s): The Anderson Family Trust Claimant Lawyers(s): Steven M. Goldberg Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Arthur T. Berggren, Linda L. Drummond, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA		$0