Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00011 | 10/10/2019 | Claimant(s): Garret Morgan Claimant Lawyers(s): Scott E. Rahn Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 16-01255 | 05/21/2018 | Claimant(s): Cameron Eskandari Claimant Lawyers(s): Jon-Jorge Aras Respondent(s): Jamie Bennett, Kevin Loud, Silber Bennett Financial. Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): James E. Stark, Virginia H. Wertz, Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 16-02077 | 07/19/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX | ||
| 16-02079 | 06/13/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 16-02075 | 05/09/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 15-00448 | 04/10/2017 | Claimant(s): Sherif Iskander Claimant Lawyers(s): Scott E. Rahn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Harold M. Brody Arbitrator(s): Christopher L. Mass, Tim James O'Keefe, Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 15-03363 | 10/07/2016 | Claimant(s): Karl Pettijohn Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA | ||
| 15-01403 | 06/14/2016 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott E. Rahn Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Arthur T. Berggren Hearing Site: Los Angeles, CA | ||
| 15-01284 | 01/19/2016 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott E. Rahn Respondent(s): Morgan Stanley Respondent Lawyers(s): Melissa Muehlfeld Arbitrator(s): Hearing Site: Los Angeles, CA | ||
| 14-00734 | 09/18/2014 | Claimant(s): Philip Bresnick Claimant Lawyers(s): Scott E. Rahn Respondent(s): Pauline Newman Respondent Lawyers(s): Pauline Newman Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | Expungement |