| 18-01105 | 10/07/2019 | Claimant(s): Elena Horohoe, Rose Aliotta
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Debra Bushman, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
|  | $0 |
| 18-03581 | 08/05/2019 | Claimant(s): Morgan Stanley, Joseph Goscienski
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): Kamel Kazan
Respondent Lawyers(s): Kamel Kazan
Arbitrator(s): Fred S. Pieroni, Robert E. Anderson, Carl Mario Martorano
Hearing Site: Newark, NJ
| | Expungement |
| 18-02396 | 07/19/2019 | Claimant(s): Fabio della Sala
Claimant Lawyers(s): Fabio della Sala
Respondent(s): Alberto Ottaviani, Anatole Forostenko
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Howard Alan Grinsberg, Thomas M. Flohr
Hearing Site: New York, NY
| | $40,000 |
| 17-03428 | 05/08/2019 | Claimant(s): Herman Fuchs, Mina Fuchs
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | $0 |
| 17-02473 | 03/21/2019 | Claimant(s): Betty Steinhorn TOD, Michael Steinhorn, Robert Steinhorn
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $24,000 |
| 17-02384 | 03/19/2019 | Claimant(s): Harriett Chomen, Ira Fink
Claimant Lawyers(s): James P. Galvin
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | Expungement |
| 16-03064 | 09/14/2018 | Claimant(s): Vincent Farricielli
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Caeron McClintock, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners, EJ Sterling LLC
Respondent Lawyers(s): Caeron Arlington McClintock, Martin Unger
Arbitrator(s): Robert E. Anderson, Sheri J. Caplan, Robert M. Singer
Hearing Site: Hartford, CT
| | $30,000 |
| 17-01297 | 07/23/2018 | Claimant(s): Christopher Eriksson
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Citigroup Global Markets., Paul Ulanich
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $30,000 |
| 16-03235 | 07/12/2018 | Claimant(s): Aeon/Aeon Holding
Claimant Lawyers(s): Demetrios Pavlou
Respondent(s): Mitchell Manoff, Pamela Calabrese, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Daniel J. Dugan
Arbitrator(s): Catherine Stewart, Robert E. Anderson, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
| | $60,000 |
| 17-02353 | 05/16/2018 | Claimant(s): Frank Iosso Jr, Marie G. Iosso et al.
Claimant Lawyers(s): Frank Iosso
Respondent(s): Daniel Magier, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Annamaria Boccia Smith, Morton S. Bunis
Hearing Site: Newark, NJ
| | Expungement |
