12-00188 | 12/02/2013 | Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg Respondent(s): Jose Valenzuela, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel Hearing Site: Miami, FL
| | $585,908 |
12-00085 | 07/08/2013 | Claimant(s): Valerie Ward Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Luis Scott, PFS Investments Inc. Respondent Lawyers(s): Brett A. Rogers, Mark F. Raymond Arbitrator(s): Martin A. Feigenbaum, Elena G. Rodriguez, Joseph Michael Matthews Hearing Site: Miami, FL
| | $0 |
12-00361 | 06/04/2013 | Claimant(s): Bernetta DeShazior Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Lawrence Cook, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Thomas Czinner, William R. Alheim, Paul Chernis Hearing Site: Miami, FL
| | $187,500 |
11-04751 | 04/12/2013 | Claimant(s): Robert Schneider Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Kenneth Hobbs, PFS Investments Inc. Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens Arbitrator(s): Joseph L. Bernstein, Nancy J. Cliff, Richard S. Herman Hearing Site: Miami, FL
| | $0 |
08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass Claimant Lawyers(s): Lori Hartglass Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy Arbitrator(s): Mark F. Raymond Hearing Site: Ft. Lauderdale, FL
| | $50 |
07-02751 | 03/16/2009 | Claimant(s): Santiago Reyes, Mateo Holdings Inc. Claimant Lawyers(s): Mark F. Raymond Respondent(s): Spencer Trask Ventures. Respondent Lawyers(s): Richard Roth Arbitrator(s): Sanford M. Naiditch, Jonathan E. Perlman, Daniel P. Lund Hearing Site: Miami, FL
| | $100,000 |