| 21-00602 | 07/03/2023 | Claimant(s): Charlotte Baldwin, Rand Baldwin
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Martin Pospicil, Raymond James Financial Services.
Respondent Lawyers(s): Jordan D. Maglich, Peter S. Fruin
Arbitrator(s): Michael J. Ahlstrom, Jon E Lewis, DeShannon McDonald
Hearing Site: Birmingham, AL
|  | Expungement |
| 19-03233 | 06/30/2020 | Claimant(s): Anne Elferdink
Claimant Lawyers(s): Steven E. Martin
Respondent(s): Edward Jones, James Koinis
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Richard R. Logsdon, Kenneth R. Starr
Hearing Site: Tampa, FL
| | Expungement |
| 15-02877 | 04/12/2017 | Claimant(s): James Gagliardi, Nohra Gagliardi
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Christopher Conness
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Barth Satuloff, James M. Scutti, Gary R Librizzi
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02615 | 12/29/2015 | Claimant(s): Paul Heimberg, 1650 Sunflower 12, Warminster Business Center TIC 19, Paul A. Heimberg Trust dated Aug.22,2007
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Rabinder Sekhon, Cincinnati Analysts.
Respondent Lawyers(s): Jeffrey E. Fields, Jordan D. Maglich
Arbitrator(s): Herbert Leslie Greenberg, Arthur T. Berggren, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03874 | 11/22/2013 | Claimant(s): Edward Rurade
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): HBW Securities LLC
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Gayle B. Carlson, Jeffrey R Fuller
Hearing Site: Tampa, FL
| | Expungement |
| 13-00475 | 11/01/2013 | Claimant(s): Juan Ona
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Emily Eiselman Hunter, Judith B. Ittig, Gerald B. Marcovsky
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
