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FINRA Awards for Jersey City, NJ

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Displaying 41-46 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0269505/11/2021Claimant(s): Frank Lestarchick
Claimant Lawyers(s): Mark E. Margiotta
Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
Checkmark Icon$43,225
20-0207803/26/2021Claimant(s): Joanne Gilrain
Claimant Lawyers(s): Joanne C. Gilrain
Respondent(s): Brian Kerwin, RBC Capital Markets LLC
Respondent Lawyers(s): Roxanna V. Gonzalez
Arbitrator(s): Denise L. Quarles
Hearing Site: Jersey City, NJ
Checkmark Icon$163
20-0197002/04/2021Claimant(s): Barbara Minkowitz
Claimant Lawyers(s): Barbara Minkowitz
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: Jersey City, NJ
Checkmark Icon$0
19-0091301/12/2021Claimant(s): Martin Gerstenbluth
Claimant Lawyers(s): James Thomas McCarthy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
Checkmark Icon$0
20-0225112/29/2020Claimant(s): Ferne Hassan
Claimant Lawyers(s): Ferne Hassan
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
Checkmark Icon$16,021
19-0100012/02/2020Claimant(s): Elizabeth Old
Claimant Lawyers(s): Joseph Christopher Albanese
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas McCafferty
Respondent Lawyers(s): Jennifer E. Willey
Arbitrator(s): Morton S. Bunis, Angela Foster, Bomopregha Asonboye Julius
Hearing Site: Jersey City, NJ
Checkmark Icon$0

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