19-02695 | 05/11/2021 | Claimant(s): Frank Lestarchick Claimant Lawyers(s): Mark E. Margiotta Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David S. Billet Hearing Site: Jersey City, NJ
| | $43,225 |
20-02078 | 03/26/2021 | Claimant(s): Joanne Gilrain Claimant Lawyers(s): Joanne C. Gilrain Respondent(s): Brian Kerwin, RBC Capital Markets LLC Respondent Lawyers(s): Roxanna V. Gonzalez Arbitrator(s): Denise L. Quarles Hearing Site: Jersey City, NJ
| | $163 |
20-01970 | 02/04/2021 | Claimant(s): Barbara Minkowitz Claimant Lawyers(s): Barbara Minkowitz Respondent(s): Pershing Advisor Solutions LLC Respondent Lawyers(s): James H. Forte Arbitrator(s): Patricia Kathleen Costello Hearing Site: Jersey City, NJ
| | $0 |
19-00913 | 01/12/2021 | Claimant(s): Martin Gerstenbluth Claimant Lawyers(s): James Thomas McCarthy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin B. Sinclair Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ
| | $0 |
20-02251 | 12/29/2020 | Claimant(s): Ferne Hassan Claimant Lawyers(s): Ferne Hassan Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Martin R. Cramer Hearing Site: Jersey City, NJ
| | $16,021 |
19-01000 | 12/02/2020 | Claimant(s): Elizabeth Old Claimant Lawyers(s): Joseph Christopher Albanese Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas McCafferty Respondent Lawyers(s): Jennifer E. Willey Arbitrator(s): Morton S. Bunis, Angela Foster, Bomopregha Asonboye Julius Hearing Site: Jersey City, NJ
| | $0 |