21-01270 | 03/14/2023 | Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group. Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau Hearing Site: Phoenix, AZ
| | Expungement |
13-03751 | 06/29/2015 | Claimant(s): Jeffrey Teets Claimant Lawyers(s): Paul A. Conant Respondent(s): Thaxton Peterson Respondent Lawyers(s): Robert D. Mitchell Arbitrator(s): Robert S. McConnell, Walter Steven Schwartz, David F. Sargent Hearing Site: Phoenix, AZ
| | $0 |
12-01906 | 03/12/2014 | Claimant(s): Deborah Selland, James Selland Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Jason Troth, Kyle Spahn, Fidelity Brokerage Services LLC, Strategic Advisers. Respondent Lawyers(s): John Starnes Arbitrator(s): Robert S. McConnell, David F. Sargent, David S. Eisenberg Hearing Site: Phoenix, AZ
| | Expungement |
12-03293 | 02/07/2014 | Claimant(s): Gary Frandino Claimant Lawyers(s): Robert D. Mitchell Respondent(s): George Kardaras Respondent Lawyers(s): George Alexander Kardaras Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ
| | $581,975 |
12-03217 | 03/28/2013 | Claimant(s): Harry Rubinoff, Judith Engelman Claimant Lawyers(s): Robert D. Mitchell Respondent(s): United Securities Alliance. Respondent Lawyers(s): Michael Jones Arbitrator(s): Paul A. Cash Hearing Site: Phoenix, AZ
| | $94,947 |
10-02280 | 06/05/2012 | Claimant(s): The Kevin S. Phillips Define Benefit Claimant Lawyers(s): Martin R. Galbut Respondent(s): Angela Phillips, Kevin Phillips, Woodbury Financial Services. Respondent Lawyers(s): Jeffrey D. Hedlund, Robert D. Mitchell Arbitrator(s): Robert S. McConnell, Thomas P. Delnoce, Marc Kalish Hearing Site: Phoenix, AZ
| | $171,469 |
12-00389 | 04/18/2012 | Claimant(s): Sandra Robinson Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Richard Schmerman Respondent Lawyers(s): Richard Mark Schmerman Arbitrator(s): Jerome K. Altshuler Hearing Site: Phoenix, AZ
| | $538,390 |
10-01800 | 01/07/2011 | Claimant(s): Jimmy Hair, Karen Hair, Oceans 30. Claimant Lawyers(s): Rosemary J. Shockman Respondent(s): Jared Roskelley, Sagepoint Financial., Keith Degreen Respondent Lawyers(s): Alan Baskin, Robert B. Ericson, Robert D. Mitchell Arbitrator(s): Charles W. Herf, Marc Kalish, Henry L. Dahl Hearing Site: Phoenix, AZ
| | Expungement |
09-02053 | 11/04/2010 | Claimant(s): Thermo Dynamics Inc. Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Ben Suter Arbitrator(s): Katherine M. Harmeyer, Ralph H. Martin, Deana S. Peck Hearing Site: Phoenix, AZ
| | $0 |
07-00223 | 08/13/2007 | Claimant(s): Richard Caris Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joseph L. Hood Arbitrator(s): Marc Kalish, Robert W. Bruns, Curtis L. Ritland Hearing Site: Phoenix, AZ
| | $690,430 |