| 16-01316 | 05/30/2017 | Claimant(s): Barbara Capozzoli
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Donald Lamson, John Risley, L.O. Thomas & Co. Inc.
Respondent Lawyers(s): Marc S. Gottlieb
Arbitrator(s): Dale A. Pope, Thomas Benjamin Salzer, Laura A. Kaster
Hearing Site: Philadelphia, PA
|  | $0 |
| 08-01185 | 07/11/2011 | Claimant(s): Laurence Stone
Claimant Lawyers(s): Eric Meyer
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management.
Respondent Lawyers(s): Edward W. Larkin, Gene L Small
Arbitrator(s): Dale A. Pope, Gordon M. Wase, Jerrilyn G. Marston
Hearing Site: Philadelphia, PA
| | $0 |
| 08-03468 | 10/22/2010 | Claimant(s): Elizabeth Navarra, Josephine Liberta, Nina Craig, Rosalie Dalesio, James and Dorothy Visconti, Katherine and William Capewell, Paul and Angela Ortman, Randall and Maryellen Schell, Robert and Dorothy Heck, Steven and Shirley Kulchinsky
Claimant Lawyers(s): E. McCord Clayton
Respondent(s): Ameriprise Financial Services., Jeffrey Southard, GunnAllen Financial.
Respondent Lawyers(s): Brett A. Berman, Jeffery Joseph Southard, Marc Ellis
Arbitrator(s): Dale A. Pope, Kathleen K. Murphy, Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $1,866,900 |
| 08-04107 | 04/05/2010 | Claimant(s): Alan Wein, Noele Wein, Nolan Services.
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano, Michael Kalmus
Arbitrator(s): Steven T. Stern, Dale A. Pope, David B. Harwi
Hearing Site: Philadelphia, PA
| | Expungement |
| 08-03608 | 11/25/2009 | Claimant(s): Cheryl Radey, Frank Radey, Patricia Radley
Claimant Lawyers(s): Frank H. Radey
Respondent(s): J. B. Hanauer & Co.
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): Jim Geiger, Dale A. Pope, Mary L. Sims
Hearing Site: Philadelphia, PA
| | $0 |
