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FINRA Awards for Gregory M. Curley

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0086708/20/2018Claimant(s): Shirley Bonaventure
Claimant Lawyers(s): Kim Segura Landry
Respondent(s): Ann Singleton
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
Checkmark Icon$213
16-0292409/20/2017Claimant(s): Raymond Gibb, IRA FBO Raymond L Gibb Pershing LLC, Pershing Cust FBO Raymond L Gibb IRA
Claimant Lawyers(s): Patricia L. Vannoy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Charles G. Michaels, Ken L. Andersen, Ryan Douglas Horner
Hearing Site: Omaha, NE
Checkmark Icon$0
12-0371707/22/2013Claimant(s): Linda Gilliam
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Charles Mason, Sagepoint Financial.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
Checkmark IconExpungement
10-0458703/19/2012Claimant(s): Darlene Peterson, Karen Labuda, Sherry Leach-Warth
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Sandra L. Malek, Laurent C. Vonderweidt, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
Checkmark Icon$1,403,500
07-0080011/16/2010Claimant(s): Lewis Young
Claimant Lawyers(s): Lewis Young
Respondent(s): SunAmerica Securities.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
Checkmark Icon$0
09-0504703/12/2010Claimant(s): Brandy Rowan
Claimant Lawyers(s): Brandy Rowan
Respondent(s): Royal Alliance Associates., Mark Steckler, Caruso McLean & Co.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Frank C. Fogl
Hearing Site: Syracuse, NY
Checkmark Icon$2,748
07-0072509/20/2007Claimant(s): Pat Selman
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Gordon MacMillan
Hearing Site: Portland, OR
Checkmark Icon$0

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