| 18-04086 | 06/25/2019 | Claimant(s): Richard Palatine
Claimant Lawyers(s): Richard Palatine
Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
|  | $1,810 |
| 08-02486 | 02/03/2010 | Claimant(s): Clifford D. Spikes and Nancy P. Spikes
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): David P. McDuffee, Patricia Ann Tracey, Frank H. Livingston
Hearing Site: Raleigh, NC
| | $300 |
| 08-00160 | 03/26/2009 | Claimant(s): Michael Doran
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Ralph L. Halpern, David L. Hoffberg, Alan Kenneth Scheff
Hearing Site: Buffalo, NY
| | Stipulated Award |
| 07-00799 | 09/05/2008 | Claimant(s): Arie Aloni, Hava Aloni
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Alexander I. Heckman, Steven Gerard Goerke, Elaine Feldman
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 07-00796 | 07/17/2008 | Claimant(s): John Simon
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 07-00925 | 04/15/2008 | Claimant(s): Jodi Whitehead
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Mark T. Burnam, Stanley Seidman, Alfred L. Simon
Hearing Site: Boca Raton, FL
| | $0 |
| 06-04978 | 03/07/2008 | Claimant(s): Emily Firebaugh
Claimant Lawyers(s): Jerome F. Raskas
Respondent(s): CIBC World Markets Corp., A.G. Edwards & Sons.
Respondent Lawyers(s): Elizabeth Aylett, Nancy A. Tayborn
Arbitrator(s): Albert J. Haller, Terra Case Sander, David F. Barrett
Hearing Site: St. Louis, MO
| | $110,000 |
| 07-01236 | 02/15/2008 | Claimant(s): John Wallis, John R. Wallis IRA
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): LLoyd S. Clareman
Arbitrator(s): William Edward Buck, Martin Samuel Altimore, Martin Epner
Hearing Site: Houston, TX
| | Stipulated Award |
| 07-00798 | 02/13/2008 | Claimant(s): John Egri
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut
Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy
Hearing Site: Boca Raton, FL
| | $38,782 |
| 06-05212 | 11/30/2007 | Claimant(s): Michael Sapack
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): John M. Kennedy, Houston Putnam Lowry, David A. Dee
Hearing Site: Hartford, CT
| | Stipulated Award |
