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FINRA Awards for Pittsburgh, PA

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Displaying 41-50 out of 94 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0145512/02/2015Claimant(s): William Suhoski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Salvatore Gioe
Respondent Lawyers(s): Salvatore Gioe
Arbitrator(s): James J. Puhala
Hearing Site: Pittsburgh, PA
Checkmark Icon$9,107
15-0134011/10/2015Claimant(s): Michael R. Johns
Claimant Lawyers(s): Michael R. Johns
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nery Morales
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
Checkmark Icon$88
14-0231904/30/2015Claimant(s): James Kinemond
Claimant Lawyers(s): James D. Kinemond
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Edward A. Grupp
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0038004/28/2015Claimant(s): A. Paul, Geneva BCCX XIV, Lionsgate TIC 29, SHS Houston 28
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Richard W. Dissen, Timothy Shay Davis, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
13-0367404/02/2015Claimant(s): Consuela Campana, Michael Donovan, Estate of Virginia Campana
Claimant Lawyers(s): Michael J Betts
Respondent(s): Edward Brown, UBS Financial Services Inc., Louis Sforza
Respondent Lawyers(s): Nicholas P. Vari
Arbitrator(s): Richard W. Dissen, Paul Harry Hill, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0151003/12/2015Claimant(s): Robert Durick
Claimant Lawyers(s): Robert J. Durick
Respondent(s): Success Trade Securities.
Respondent Lawyers(s): Fuad Ahmed
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
Checkmark Icon$2,733
14-0029802/20/2015Claimant(s): Donna Hinschliff, George Hinchcliff
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Herman Kahn, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Daniel G. Zeiser, Marvin Richard Dunlap, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
12-0385712/19/2014Claimant(s): Estate of Duane L. Beam
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Michael Internoscia
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): James J. Puhala, Barry J. Lipson, William L. White
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
13-0218010/20/2014Claimant(s): John Shaw
Claimant Lawyers(s): John M. Shaw
Respondent(s): Brad Hindman, Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
12-0192608/13/2014Claimant(s): Joshua S. and Ronald E. Greenberg
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Scottrade Inc., Scottrade Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jeffrey M. Bain, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
Checkmark Icon$0

94 Results

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