| 19-00145 | 05/09/2019 | Claimant(s): Sugam Vasani
Claimant Lawyers(s): Sugam Vasani
Respondent(s): Robinhood Financial, Robinhood Securities
Respondent Lawyers(s): Scott I. Friedman, Scott Friedman
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
|  | $22,570 |
| 18-02951 | 04/22/2019 | Claimant(s): Shirley Kube
Claimant Lawyers(s): Shirley L. Kube
Respondent(s): Cambridge Investment Research., Robert McCalmont
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | $0 |
| 17-03263 | 04/15/2019 | Claimant(s): Richard Scott
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): WesBanco Securities.
Respondent Lawyers(s): Jeffery D. Kaiser
Arbitrator(s): Susan M. Thevenet, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
| | Expungement |
| 17-00503 | 02/22/2019 | Claimant(s): Ronald Janicki
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Robert Weiss, Securities Management & Research.
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
| | $11,043 |
| 16-03692 | 04/10/2018 | Claimant(s): Robert Hill
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Todd Crawford, Capital City Securities
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Edward Blumstein, John James McGovern, James T. Carney
Hearing Site: Pittsburgh, PA
| | Expungement |
| 16-01860 | 01/16/2018 | Claimant(s): Marita Ashmore, Michael Ashmore
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC
Respondent Lawyers(s): John Stewart
Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman
Hearing Site: Pittsburgh, PA
| | $100,000 |
| 16-02183 | 12/27/2017 | Claimant(s): Linda Trautman
Claimant Lawyers(s): Kenneth R. Behrend
Respondent(s): Richard Staszak, Cetera Advisor Networks LLC
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Carl Hohnbaum, Michael J. Meeusen, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
| | Expungement |
| 15-03270 | 10/11/2017 | Claimant(s): Estate of Antoinette Peloso
Claimant Lawyers(s): Jeffrey Hellman
Respondent(s): David Lerner Associates., David Beckerman
Respondent Lawyers(s): Eugene Small
Arbitrator(s): James T. Carney, Rosemary Christina Crawford, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
| | $0 |
| 16-00485 | 10/06/2017 | Claimant(s): Edward Villella, Mary Villella
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Stephen D Kursman, Michael S. Berman, Joseph Weinkle
Hearing Site: Pittsburgh, PA
| | Expungement |
| 17-00792 | 09/19/2017 | Claimant(s): Janet Ritz
Claimant Lawyers(s): Michael J Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Stephen D Kursman
Hearing Site: Pittsburgh, PA
| | $7,800 |
