| 19-01277 | 11/30/2022 | Claimant(s): Joseph Walsh, Sarah Walsh
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Gerald Silverman, Rosemarie Ann Jannuzzi, Joseph Michael Librie
Hearing Site: Boca Raton, FL
|  | Expungement |
| 19-02820 | 11/11/2020 | Claimant(s): Stanley & Millicent Barasch Living Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Crystal Bay Securities.
Respondent Lawyers(s): Rafael Golan
Arbitrator(s): Rosemarie Ann Jannuzzi, Robert J. Buchner, Magda M. Fernandez Torres
Hearing Site: Boca Raton, FL
| | $1,351,180 |
| 14-00200 | 07/29/2015 | Claimant(s): Max B. Tharpe Charitable Foundation, The Estate of Max B. Tharpe, Max B. Tharpe Revocable Trust
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): William Holland, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Barth Satuloff, Richard F. Lang, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | $519,511 |
| 12-04039 | 11/07/2014 | Claimant(s): Zofia Suarez, Gustavo Suarez & Zofia Suarez JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alex J. Rosenthal
Arbitrator(s): Frances D. Sheehy, Arnold I. Loew, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | Expungement |
