Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech Hearing Site: Boca Raton, FL | ||
| 19-02551 | 04/08/2020 | Claimant(s): Kirk Gravelle Claimant Lawyers(s): Nisha S. Wright Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Seth L. Finkel, Gregory S. Tendrich, Rosemarie Ann Jannuzzi Hearing Site: Boca Raton, FL | ||
| 13-02634 | 05/12/2015 | Claimant(s): PNC Investments LLC Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors, Joe Shimko, Karen Lemay, Lino Gutierrez Respondent Lawyers(s): Nisha S. Wright Arbitrator(s): Richard H. Schneider, Rosemarie Ann Jannuzzi, Donald Theodore Ryce Hearing Site: Boca Raton, FL |