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FINRA Awards for Justine Fischer

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0246602/23/2016Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
Checkmark IconExpungement
13-0232011/25/2015Claimant(s): Patrick Boyle
Claimant Lawyers(s): Patrick W. Boyle
Respondent(s): David Matthews
Respondent Lawyers(s): David W. Matthews
Arbitrator(s): Justine Fischer, James E. Bartels, John P. Hughie
Hearing Site: Portland, OR
Checkmark IconDismissed by Rule 12206
13-0278507/14/2015Claimant(s): Carol McPherson, Michael McPherson, 1600 Barberry Lane 27, 1600 Barberry Lane 28, Oak Park Office Center 15, Oak Park Office Center 16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Justine Fischer, Bert P. Krages, Gary L. Vezina
Hearing Site: Portland, OR
Checkmark IconExpungement
10-0268305/08/2012Claimant(s): Claire Goldsmith, Claire F Goldsmith Living Trust
Claimant Lawyers(s): Richard M. Layne
Respondent(s): Gary Vanden Busch, Sagepoint Financial.
Respondent Lawyers(s): Gary William Vanden Busch, Usman S. Mohammed
Arbitrator(s): Justine Fischer, Larry T. Coady, James H Ruff
Hearing Site: Portland, OR
Checkmark Icon$123,214
10-0443304/27/2012Claimant(s): Paul Daffer
Claimant Lawyers(s): Paul Daffer
Respondent(s): Shawn Mangum, William Mouat, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Justine Fischer, R. Lee Smith, Bernard F. Vail
Hearing Site: Portland, OR
Checkmark Icon$0
09-0354101/26/2011Claimant(s): Jonathan Zingeser
Claimant Lawyers(s): Irwin Stein
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Harvey R. Herman
Arbitrator(s): Justine Fischer, Gary L. Vezina, John Robert Oreskovich
Hearing Site: Portland, OR
Checkmark IconExpungement
10-0128711/09/2010Claimant(s): Wesley Olson
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Joe Lee, Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore, Niels P. Murphy
Arbitrator(s): Justine Fischer
Hearing Site: Portland, OR
Checkmark Icon$213
09-0041708/12/2010Claimant(s): Lorraine Folin, Scott Folin, The Folin Family Trust
Claimant Lawyers(s): P. David Ingalls
Respondent(s): Ronald Tenison
Respondent Lawyers(s): Ronald D. Tenison
Arbitrator(s): John E. Bates, Justine Fischer, Michael G. Hanlon
Hearing Site: Portland, OR
Checkmark Icon$550,000

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