| 12-01999 | 08/19/2013 | Claimant(s): Lee Sexton
Claimant Lawyers(s): Martin T. Fletcher
Respondent(s): Scott Cook, Edward Jones
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
|  | Expungement |
| 12-03195 | 03/19/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Sarah Hobbins
Respondent Lawyers(s): Sarah L. Hobbins
Arbitrator(s): William B. Ross
Hearing Site: Milwaukee, WI
| | $0 |
| 09-04250 | 03/23/2010 | Claimant(s): Shea Schulman
Claimant Lawyers(s): Lisa Catalano
Respondent(s): Laurence Levy, Edward Jones
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | $19,029 |
| 08-02928 | 05/01/2009 | Claimant(s): Brad Kuhlmann
Claimant Lawyers(s): John J. Miller
Respondent(s): Kenneth Bonal, Robert Glynn, William Athas, Liberty Partners Financial Services
Respondent Lawyers(s): Mark G. Vaughan, Robert Stephen Glynn
Arbitrator(s): Donald B. Clark, Joseph M. Rebein, Gerald Francis Lamberti
Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
| 06-04087 | 08/27/2008 | Claimant(s): Lynn Coyle, Bently Patners.
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): McLaughlin, Piven, Vogel Securities, Paul Marrone
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert J. Allen, John G. Leaman, David J. Pollitzer
Hearing Site: Albany, NY
| | Stipulated Award and Expungement |
| 06-04153 | 07/28/2008 | Claimant(s): David and Susan Dinges
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): McLaughlin, Piven, Vogel Securities, Larry Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William H. Steinhart, Walter W. Jensen, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 06-04152 | 07/08/2008 | Claimant(s): William Dinges, Jr., and Agnes Dinges
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert S. Getman, Wayne R. Jahns, Norman Kass
Hearing Site: Newark, NJ
| | Expungement |
| 08-00054 | 06/09/2008 | Claimant(s): Jorge Gonzalez
Claimant Lawyers(s): Jorge Gonzalez
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
| 06-04051 | 01/29/2008 | Claimant(s): Robert Ferrucci
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel
Hearing Site: New York, NY
| | $467,000 |
