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FINRA Awards for Mark G. Vaughan

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0115509/12/2012Claimant(s): David Chilcoat
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Donald Jackson
Respondent Lawyers(s): Donald Jackson
Arbitrator(s): Harry J Saginaw, George F. Longino, Theodore Mack
Hearing Site: Dallas, TX
Expungement
03-0679312/18/2007Claimant(s): McLaughlin, Piven, Vogel Securities
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Jimmie Griffith
Respondent Lawyers(s): Tania Rose
Arbitrator(s): Thomas D. Reese, William J. Petzel, Sean B. Meehan
Hearing Site: San Francisco, CA

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