| 12-03314 | 11/25/2014 | Claimant(s): Egerton Bullock
Claimant Lawyers(s): Ann C. Northern
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Frank M. Suttell, Judith P. Brooks, Patricia A. DeWitt
Hearing Site: New York, NY
|  | $0 |
| 08-00156 | 10/17/2012 | Claimant(s): Basil Maher, M. Maher, Essex Equity Holdings USA
Claimant Lawyers(s): S. Gale Dick
Respondent(s): Jeffrey Chernick, John Liu, Mark Stevenson, Neil Greenspan, Peter Gambee, Sanford Haber, William Gourd, Greenhill & Co.
Respondent Lawyers(s): Andrew J. Melnick, Emmet P. Ong, Theodore A. Krebsbach
Arbitrator(s): Robert E. Anderson, Judith P. Brooks, Sam Antar
Hearing Site: New York, NY
| | $0 |
| 09-06138 | 05/07/2012 | Claimant(s): Keryx Biopharmaceuticals.
Claimant Lawyers(s): Robert Knuts
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Martin J. Auerbach
Arbitrator(s): J. Martin McDonough, Jeanne C. Miller, Judith P. Brooks
Hearing Site: New York, NY
| | $1,824,120 |
| 09-03452 | 11/30/2010 | Claimant(s): Angelo Luongo, John Giambrone, Kathryn Roda, Marion Luongo
Claimant Lawyers(s): Barry Lax
Respondent(s): Albert Wardi, Anthony Mediate, Carlton Capital Inc., Clayton, Dunning & Company.
Respondent Lawyers(s): David A Schrader, Eric J. Dec
Arbitrator(s): Christina Kallas, Judith P. Brooks, Martin J. Oppenheimer
Hearing Site: New York, NY
| | Stipulated Award |
| 08-03999 | 06/19/2009 | Claimant(s): Louis Basel, Penelope Basel
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Wachovia Securities, Neophytos Ganiaris
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Paul T. Green, Pamela H. Roderick, Judith P. Brooks
Hearing Site: New York, NY
| | $60,000 |
