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FINRA Awards for Judith P. Brooks

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0041211/03/2016Claimant(s): Edward White
Claimant Lawyers(s): Michael McAllister
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard Babnick
Arbitrator(s): William G. Binckes, Judith P. Brooks, Edward W. Morris
Hearing Site: New York, NY
11-0382406/14/2013Claimant(s): Robyn Zivic
Claimant Lawyers(s): Jonathan Rogin
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Joan M. Traub, Judith P. Brooks, Gregory J. Getz
Hearing Site: New York, NY
08-0400002/17/2010Claimant(s): Jerome Jamtel
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Calyon Securities (USA) Inc.
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Edward G. Toptani, Carole L. Green, Judith P. Brooks
Hearing Site: New York, NY

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